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Fintech & Payments

What’s on your mind?

AI Governance for

Wealth Management

Streamline third-party AI oversight, enable responsible adoption, and safeguard client trust for your rapidly growing RIA business.

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Trusted by top investment advisors, broker-dealers and leading US financial institutions.

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Centralized

AI Guardian gives compliance, legal, and business leaders a single source of truth for AI oversight. With all use cases, vendor risks, and regulatory evidence in one place, your team gains the visibility and control needed to make informed decisions and collaborate with confidence.

Streamlined

Empower your firm to innovate responsibly without overwhelming your teams. AI Guardian automates intake, review, and documentation workflows—eliminating manual tracking and freeing your compliance staff to focus on high-value fiduciary oversight, not administrative burden.

 Scalable

As your firm’s AI ecosystem grows and evolves, AI Guardian grows with it. Whether your AI capabilities come from third-party vendors, outsourced solutions, or in-house model development, AI Guardian provides a structured, adaptable governance framework that scales across technologies and business lines. As AI tools advance, your oversight program keeps pace—ensuring consistent risk management and compliance maturity at every stage.

Defensible

AI Guardian gives your firm the tools to identify, assess, and document AI risk consistently and proactively. With actionable evidence and clear audit trails, your AI governance program can stand up to regulatory exams, board scrutiny, and fiduciary expectations—before issues become liabilities.

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🧠 65% reduction

In AI use case review time.

⚡ 40% faster

vendor AI due diligence.

🧾 One-click evidence

 reporting for SEC/FINRA/state exams.

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